Friday, February 22, 2008

Manage money studio whether acting guest business stock?

I the bond business department of place sets " Yi manage money studio ", not only offer the services such as bond consulting and market analysis to us, still say may generation our business stock. But I store some doubts at heart , ask you for advice specially: " manage money studio " in employee, can help me for you business stock?
Mr Song:
Now some bond investment consulting organizations, have established the items of all kinds in securities broker company " manage money studio ", not only offer consulting service to customer , and accept its investor acting business stock of carte blanche. According to stipulation and bond investment, the business of consulting organization can only be to offer suggestion, guess or the analysis in the aspect of relevant bond investment to the public, and the behaviors such as the agency investor business stock or promise investment returns of full powers are prohibited for law. " the bond law of our country " is hundredth and 59 to stipulate , the employee of bond investment consulting organization must not be engaged in following behavior: ( Yi) agency trustee is engaged in bond investment; ( 2) agree to share bond investment profit or share bond investment loss with trustee; ( 3) business the stock company that consults organization to offer service stock; ( 4) law , the other behaviors that administrative regulations prohibits. Therefore, consulting organization must not the acting guest of full powers business stock, in which both sides agree protect base investment profit or share investment loss is protected by law. Here, remind investor specially , do not entrust the employee such as " manage money studio " to carry out bond investment, the behavior of this entrustment is invalid , is protected by law.

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